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Mark Wallace Johnson

Vestgen Advisors, LLC

Chicago, IL

Chicago, IL

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Current Employers
Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-28
  • IL RA
    APPROVED
    Since 2025-05-28

Branch Locations

20 S. Clark Suite 2130, Chicago, IL 60603 • United States

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optimum Investment Advisors, Llc Chicago IL 02/2015 Present
Vestgen Advisors, Llc Chicago IL 05/2025 Present
  • 02/2015 → Present
    Optimum Investment Advisors, Llc
    Chicago, IL
  • 05/2025 → Present
    Vestgen Advisors, Llc
    Chicago, IL
Previous Registrations
  • 2015-02-20 → 2025-09-30
    Optimum Investment Advisors, Llc
    Chicago, IL
  • 2012-02-06 → 2015-02-16
    Spc
    Lisle, IL
    Ann Arbor, MI
  • 2010-02-16 → 2012-02-08
    Morgan Stanley
    Lisle, IL
  • 2003-11-25 → 2007-04-04
    Fa Asset Management Inc.
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-08
S63 Uniform Securities Agent State Law Examination 1981-12-11
  • S66 Uniform Combined State Law Examination
    2010-02-08
  • S63 Uniform Securities Agent State Law Examination
    1981-12-11

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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