John Ray Earnhardt

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2013-02-13

NC RA
APPROVED

Since 2013-02-13

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Charlotte	NC	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Charlotte, NC

Previous Registrations

2009-02-20 → 2013-02-13

Morgan Keegan & Company, Llc

Charlotte, NC
2000-02-24 → 2009-03-12

Citigroup Global Markets Inc.

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-08-20
S63	Uniform Securities Agent State Law Examination	1982-02-08

S65 Uniform Investment Adviser Law Examination

1991-08-20
S63 Uniform Securities Agent State Law Examination

1982-02-08