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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-11-12 |
Branch Locations
330 E. Kilbourn Ave. Suite 1465, Milwaukee, WI 53202 • United States
330 E. Kilbourn Ave Ste 1465, Milwaukee, WI 53202-6624 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2000-06-06 |
Branch Locations
111 East Kilbourn Avenue Suite 1850, Milwaukee, WI 53202-6624 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 09/2000 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Milwaukee | WI | 09/2022 | Present |
| Cetera Investment Advisors, Llc | Schaumburg | IL | 09/2022 | Present |
1.) KADEMIAN FINANCIAL GROUP, INC.; PRESIDENT; REGISTERED INVESTMENT ADVISOR; 6/23/2004; HOURS PER MONTH NOT PROVIDED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-11 |
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