Howard Shane Kite

Current Employers

Employment History

• 04/2009 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 02/2011 → 12/2020
  Purshe Kaplan Sterling Investment
  Albany, NY
• 06/2013 → 03/2018
  Pks Advisory Services, Llc
  Albany, NY
• 01/2021 → 04/2024
  Purshe Kaplan Sterling Investment
  Albany, NY
• 04/2021 → Present
  Forum Financial Management, Lp
  Lombard, IL

Previous Registrations

• 2013-06-26 → 2018-03-13
  Pks Advisory Services, Llc
  Lombard, IL
  Albany, NY
• 1998-02-17 → 2009-07-15
  Cetera Investment Advisers Llc
  Lombard, IL
  Schaumburg, IL

Other Businesses

1) F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 4/2021; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement. 2) 7 Guys Office Condo LLC; Not investment-related; 1900 South Highland Avenue, Lombard, IL 60148; Real estate entity owning office condominiums; Member; 4/2010; Less than 5 hours/month devoted; Less than 5 hours during securities trading hours; No direct activities, real estate investment 3) 763 Hillview LLC; Not investment-related; 763 Hillview Circle, Lake Geneva, WI 53147; Real estate; LLC Member; 1995; Less than 5 hours/month devoted; Less than 5 hours during securities trading hours; Oversee Property. 4) Pinnacle Wealth Management; Investment related; 1900 S. Highland Ave. Suite 100, Lombard, IL 60148; D.B.A entity for investment related business through Purshe Kaplan Sterling Investments, Inc.; Member; 2008; 5-10 hours per month devoted; 5-10 hours during securities trading hours; Monitor and service insurance contracts written by brokers appointed through Pinnacle Wealth Management. 5) Sole Proprietor; Investment related; 1900 S. Highland Ave. Suite 100, Lombard, IL 60148; Insurance Agent; Sole Proprietor; 11/2024; 5 hours per month; Less than 5 hours during securities trading hours; Insurance sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-12-07

Designations