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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-09-09 |
| TX | RA | APPROVED_RES | 2014-06-11 |
| OH | RA | APPROVED | 2012-04-02 |
| MD | RA | APPROVED | 2011-04-11 |
| DC | RA | APPROVED | 2009-06-01 |
Branch Locations
12505 Park Potomac Avenue Suite 200, Potomac, MD 20854 • United States
Palm Beach Gardens, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Potomac | MD | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Other; Investment related; personal loan; lender (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; providing loan *372105 - Frenchman's Creek Beach and Country Club; Investment related - No; Country Club and POA; Board of Trustees / Finance Committee member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 1; After business hours: 1. *384995 - Loan; Investment related; Personal Loan; Lender (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019. *316633 - Washington Hebrew Congregation; Investment Related - No; religious organization; investment committee member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2016; During Business Hours: 0; After Business Hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-02-26 |
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