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St. John, IN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-04 |
| IL | RA | APPROVED | 2006-04-27 |
| IN | RA | APPROVED | 2006-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Planners Financial Services Of America | Scottsdale | AZ | 05/2004 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-05-18 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-26 |
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