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Terry Max Beeman

Stifel, Nicolaus & Company, Incorporated

Topeka, KS

Topeka, KS

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
KS RA APPROVED 2007-03-02
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • KS RA
    APPROVED
    Since 2007-03-02

Branch Locations

Topeka, KS • United States

5833 Sw 29Th Street, Topeka, KS 66614 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Topeka KS 03/2007 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-30
S63 Uniform Securities Agent State Law Examination 1981-12-02
  • S66 Uniform Combined State Law Examination
    2002-07-30
  • S63 Uniform Securities Agent State Law Examination
    1981-12-02

View on SEC IAPD

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