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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-19 |
| AK | RA | APPROVED | 2005-08-26 |
Branch Locations
3000 A Street, Suite 100, Anchorage, AK 99503 • United States
3000 A Street Suite 100, Anchorage, AK 99503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Anchorage | AK | 08/2005 | Present |
1) Name of Business: Passage Canal Development./ Address: 10050 Prospect Dr Anchorage AK 99507 Whitter AlaskaUnited States 99693./ Investment Required: Yes./ Nature: The business is a combination camp ground and parking lot where boaters park the trucks and trailers during the summer months while they use their private boats at the public boat launch and harbor in Whitter./ Role: Partner./ Duty: Decision making role regarding business./ Start Date: 1/5/2024/ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-07 |
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