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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2015-05-21 |
| TX | RA | APPROVED_RES | 2015-05-18 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States
Baltimore, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Baltimore | MD | 03/2009 | Present |
| City National Bank | Baltimore | MD | 12/2019 | Present |
(1) Name: MarinoRupp 27 LLC Non-Investment Related Address: 1225 Lake Falls Road, Baltimore, MD 21210 Nature of OBA: LLc for ownershio of a beach condo Position/Title/Relationship: Owner - Passive Start date: 03/10/23 Time Devoted: 0 Duties: May perform routine maintenance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1982-05-05 |
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