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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2015-05-21
TX RA APPROVED_RES 2015-05-18
MD RA APPROVED 2009-03-13
  • VI RA
    APPROVED
    Since 2015-05-21
  • TX RA
    APPROVED_RES
    Since 2015-05-18
  • MD RA
    APPROVED
    Since 2009-03-13

Branch Locations

1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Baltimore MD 03/2009 Present
City National Bank Baltimore MD 12/2019 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Baltimore, MD
  • 12/2019 → Present
    City National Bank
    Baltimore, MD
Previous Registrations
  • 2005-10-14 → 2009-03-13
    Ferris, Baker Watts, Llc
    San Francisco, CA
    Baltimore, MD
    Hunt Valley, MD
    Baltimore, MD
    Ona, WV
    Washington, DC
    Rockville, MD
Other Businesses

(1) Name: MarinoRupp 27 LLC Non-Investment Related Address: 1225 Lake Falls Road, Baltimore, MD 21210 Nature of OBA: LLc for ownershio of a beach condo Position/Title/Relationship: Owner - Passive Start date: 03/10/23 Time Devoted: 0 Duties: May perform routine maintenance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-13
S63 Uniform Securities Agent State Law Examination 1982-05-05
  • S65 Uniform Investment Adviser Law Examination
    2005-10-13
  • S63 Uniform Securities Agent State Law Examination
    1982-05-05

View on SEC IAPD

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