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Reginald C Hoddinott

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Orleans, LA

Fort Walton Beach, FL

Miramar Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-22
FL RA APPROVED 2015-07-09
TX RA APPROVED_RES 1984-04-12
  • LA RA
    APPROVED
    Since 2015-12-22
  • FL RA
    APPROVED
    Since 2015-07-09
  • TX RA
    APPROVED_RES
    Since 1984-04-12

Branch Locations

601 Poydras St, New Orleans, LA 70130 • United States

45 Eglin Pkwy Ne, Fort Walton Beach, FL 32548 • United States

Miramar Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 08/1981 Present
Bank Of America,N.A. New Orleans LA 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-24
S63 Uniform Securities Agent State Law Examination 1982-01-18
  • S65 Uniform Investment Adviser Law Examination
    1992-11-24
  • S63 Uniform Securities Agent State Law Examination
    1982-01-18
Other Names
  • R K Hoddinott
  • Reginald Kenning Hoddinott
  • Reginald Kenning Hoddinott

View on SEC IAPD

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