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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-20 |
Branch Locations
Tuscaloosa, AL • United States
600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Homewood | AL | 03/2023 | Present |
DHW LLC; INV RELATED; MOUNTAIN BROOK, AL; 33.33% OWNERSHIP, START 1/1/2005; 1-2 HRS MONTH; 0 HRS DURING TRADING; DUTIES: HOLDS RENTAL PROPERTY. PERITUS WEALTH MANAGEMENT, LLC, INVT RELATED, 32% OWNERSHIP, START DATE 9/1/2022, 173.33 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE. PERITUS HOLDINGS, LLC, INVT RELATED, 32% OWNERSHIP, START DATE 1/31/2023, 173.33 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-25 |
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