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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-05-22 |
Branch Locations
500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States
Sammamish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Bellevue | WA | 05/2009 | Present |
1. JIM NICHOLSON PHOTOGRAPHY - SPORTS PHOTOGRAPHER/NOT BUSINESS RELATED/ADDRESS: MY PERSONAL RESIDENCE/AUG 2018 - START/EVENINGS/WEEKENDS - 3-6 HOURS PER MONTH 2. FINRA ARBITRATOR: FINRA 1735 K ST. NW, WASHINGTON, DC 20006./NOT INVESTMENT RELATED/MAY 2020 START/CURRENTLY 0 HOUR/MONTH, NONE DURING BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-22 |
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