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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-01-14 |
Branch Locations
201 E Government St Ste 101, Pensacola, FL 32502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/1981 | Present |
| Forbes S. Tuttle Co. | Syracuse | NY | 07/1981 | Present |
| Northwestern Mutual Investment Services, Llc | E Syracuse | NY | 06/1987 | 12/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | 12/2019 |
| Northwestern Mutual Wealth Management Company | Pensacola | FL | 12/2019 | Present |
| Northwestern Mutuaal Investment Services Llc | Pensacola | FL | 12/2019 | Present |
1. 100% OWNER, JOHN TUTTLE, LLC. A FL LIMITED LIABILITY COMPANY , 5015 CAMPUSWOOD DR, E SYRACUSE, , NEW YORK, 13057, UNITED STATES OF AMERICA, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/25/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, MANAGING PARTNER - TO RECEIVE NORTHWESTERN WEALTH MANAGEMENT ADVISORY FEES FROM MANAGING PARTNER AND PAY PAYROLL, RENT AND OTHER BUSINESS EXPENSES 2. EXECUTOR, JOHN D TUTTLE ESTATE, 8766 FOXTAIL LOOP, PENSACOLA, , FLORIDA, 32526, UNITED STATES OF AMERICA, POA/EXECUTOR, START DATE: 8/10/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, EXECUTOR- SELL ASSETS TO PAY ESTATE AND INCOME TAXES, PROVIDE PAYMENT OF SPECIFIC BEQUESTS TO CHARITIES.AND INDIVIDUALS, FACILITATE THE OPENING OF INHERITED IRAS FOR 10 RESIDUAL BENEFICIARIES AT VANGUARD AND MERRILL, DISTRIBUTING IN KIND SHARES FROM VANGUARD, MERRILL & LEIGH BALDWIN. HAVE ENGAGED LAW FIRM TO OVERSEE THE STEPS CIARIES 3. TREASURER/BOARD MEMBER, FINANCE COMMITTEE, NATURE TRAIL HOMEOWNERS ASSOCIATION, 8766 FOXTAIL LOOP, PENSACOLA, , FLORIDA, 32526, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/2/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER AND TREASURER - RESPONSIBLE ALONG WITH PRESIDENT TO APPROVE INVOICES FOR PAYMENT BY THE MANAGEMENT COMPANY. TO PREPARE THE ANNUAL BUDGET. OVERSEE THE MANAGEMENT COMPANIES RECORDS OF INCOME AND EXPENSES. TO SERVE ON THE BOARD TO DECIDE ON POLICIES AND PROCEDURES WITHIN THE COVENANT DOCUMENTS; NON INVESTMENT-RELATED. 4. FINANCE COMMITTEE MEMBER, EASTERN DIVISION NATIONAL SKI PATROL, 8766 FOXTAIL LOOP, PENSACOLA, , FLORIDA, 32526, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 4/1/2014, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIR OF FINANCE COMMITTEE, NON-INVESTMENT RELATED. 5. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-15 |
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