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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-01-14
  • CT RA
    APPROVED
    Since 2008-01-14

Branch Locations

201 E Government St Ste 101, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 07/1981 Present
Forbes S. Tuttle Co. Syracuse NY 07/1981 Present
Northwestern Mutual Investment Services, Llc E Syracuse NY 06/1987 12/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 12/2019
Northwestern Mutual Wealth Management Company Pensacola FL 12/2019 Present
Northwestern Mutuaal Investment Services Llc Pensacola FL 12/2019 Present
  • 07/1981 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/1981 → Present
    Forbes S. Tuttle Co.
    Syracuse, NY
  • 06/1987 → 12/2019
    E Syracuse, NY
  • 05/2007 → 12/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2019 → Present
    Northwestern Mutual Wealth Management Company
    Pensacola, FL
  • 12/2019 → Present
    Northwestern Mutuaal Investment Services Llc
    Pensacola, FL
Other Businesses

1. 100% OWNER, JOHN TUTTLE, LLC. A FL LIMITED LIABILITY COMPANY , 5015 CAMPUSWOOD DR, E SYRACUSE, , NEW YORK, 13057, UNITED STATES OF AMERICA, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/25/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, MANAGING PARTNER - TO RECEIVE NORTHWESTERN WEALTH MANAGEMENT ADVISORY FEES FROM MANAGING PARTNER AND PAY PAYROLL, RENT AND OTHER BUSINESS EXPENSES 2. EXECUTOR, JOHN D TUTTLE ESTATE, 8766 FOXTAIL LOOP, PENSACOLA, , FLORIDA, 32526, UNITED STATES OF AMERICA, POA/EXECUTOR, START DATE: 8/10/2022, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, EXECUTOR- SELL ASSETS TO PAY ESTATE AND INCOME TAXES, PROVIDE PAYMENT OF SPECIFIC BEQUESTS TO CHARITIES.AND INDIVIDUALS, FACILITATE THE OPENING OF INHERITED IRAS FOR 10 RESIDUAL BENEFICIARIES AT VANGUARD AND MERRILL, DISTRIBUTING IN KIND SHARES FROM VANGUARD, MERRILL & LEIGH BALDWIN. HAVE ENGAGED LAW FIRM TO OVERSEE THE STEPS CIARIES 3. TREASURER/BOARD MEMBER, FINANCE COMMITTEE, NATURE TRAIL HOMEOWNERS ASSOCIATION, 8766 FOXTAIL LOOP, PENSACOLA, , FLORIDA, 32526, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 2/2/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER AND TREASURER - RESPONSIBLE ALONG WITH PRESIDENT TO APPROVE INVOICES FOR PAYMENT BY THE MANAGEMENT COMPANY. TO PREPARE THE ANNUAL BUDGET. OVERSEE THE MANAGEMENT COMPANIES RECORDS OF INCOME AND EXPENSES. TO SERVE ON THE BOARD TO DECIDE ON POLICIES AND PROCEDURES WITHIN THE COVENANT DOCUMENTS; NON INVESTMENT-RELATED. 4. FINANCE COMMITTEE MEMBER, EASTERN DIVISION NATIONAL SKI PATROL, 8766 FOXTAIL LOOP, PENSACOLA, , FLORIDA, 32526, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 4/1/2014, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIR OF FINANCE COMMITTEE, NON-INVESTMENT RELATED. 5. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-01
S63 Uniform Securities Agent State Law Examination 1985-01-15
  • S65 Uniform Investment Adviser Law Examination
    1999-06-01
  • S63 Uniform Securities Agent State Law Examination
    1985-01-15
Designations
Other Names
  • Tuttle John

View on SEC IAPD

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