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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-01-01
  • FL RA
    APPROVED
    Since 2008-01-01

Branch Locations

1699 Us Hwy 41 Bypass S, Venice, FL 34293 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Venice FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Venice FL 11/2016 Present
Previous Registrations
  • 1994-07-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Venice, FL
    St. Louis, MO
    Venice, FL
Other Businesses

POA FOR DAUGHTERS, INV RELATED, OSPREY FL, 1 HOUR TOTAL PER MONTH, START 08/20/2012.;| POWER OF ATTORNEY FOR SON; INV RELATED; OSPREY, FL; START: 8/24/17; 1 HR/MO; 1 DURING TRADING.;| DISTRIBUTION TRUSTEE FOR BROTHER'S TRUST, INV RELATED, HANOVER, PA, START: 2/09/2024, 1 HOUR PER MOTH, 1 HOUR DURING TRADING.;| TRUST FOR BROTHER; INV RELATED; VENICE, FL; SUCCESSOR TRUSTEE; START DATE 07/21/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING HOURS DISTRIBUTION TRUSTEE FOR BROTHER'S TRUST, INV RELATED, HANOVER, PA, START: 2/9/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-13
  • S63 Uniform Securities Agent State Law Examination
    1985-12-13

View on SEC IAPD

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