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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Venice | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Venice | FL | 11/2016 | Present |
POA FOR DAUGHTERS, INV RELATED, OSPREY FL, 1 HOUR TOTAL PER MONTH, START 08/20/2012.;| POWER OF ATTORNEY FOR SON; INV RELATED; OSPREY, FL; START: 8/24/17; 1 HR/MO; 1 DURING TRADING.;| DISTRIBUTION TRUSTEE FOR BROTHER'S TRUST, INV RELATED, HANOVER, PA, START: 2/09/2024, 1 HOUR PER MOTH, 1 HOUR DURING TRADING.;| TRUST FOR BROTHER; INV RELATED; VENICE, FL; SUCCESSOR TRUSTEE; START DATE 07/21/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING HOURS DISTRIBUTION TRUSTEE FOR BROTHER'S TRUST, INV RELATED, HANOVER, PA, START: 2/9/2024, 1 HOUR A MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-12-13 |
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