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Barbara Elisabeth Doty

Majority Asset Management, Inc.

Sag Harbor, NY

Easton, NH

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Current Employers
Majority Asset Management, Inc.

Sag Harbor, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-25
NH RA APPROVED 2019-08-13
  • NY RA
    APPROVED
    Since 2021-05-25
  • NH RA
    APPROVED
    Since 2019-08-13

Branch Locations

Sag Harbor, NY • United States

Easton, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Majority Asset Management, Inc. Sag Harbor NY 08/2009 08/2019
Majority Asset Management, Inc. Easton NH 08/2019 03/2020
Majority Asset Management, Inc. Sag Harbor NY 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-01-29
S63 Uniform Securities Agent State Law Examination 1989-11-08
  • S65 Uniform Investment Adviser Law Examination
    1990-01-29
  • S63 Uniform Securities Agent State Law Examination
    1989-11-08
Designations
Other Names
  • Barbara Doty Dwyer

View on SEC IAPD

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