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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-07-09 |
| NC | RA | APPROVED | 2002-07-23 |
| TX | RA | APPROVED_RES | 1997-04-24 |
| DC | RA | APPROVED | 1994-04-24 |
| MD | RA | APPROVED | 1990-11-14 |
| VA | RA | APPROVED | 1987-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 06/1981 | Present |
| #Ia Merrill Lynch, Pierce, Fenner & Smit | Vienna | VA | 06/1981 | Present |
| Bank Of America,N.A. | Vienna | VA | 06/2011 | Present |
I*1210286 For profit or not for profit: Name of outside business organization: Ana T. Acevedo Irrevocable Trust Investment related: N Address of business: Vienna, Virginia, 22181 Nature of business: Position, title, association: Trustee, Start date of relationship: 3/8/2023 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I*855268 For profit or not for profit: Name of outside business organization: Ana T. Acevedo Estate Investment related: N Address of business: N. Bethesda, Maryland, 20852-4673 Nature of business: Position, title, association: Co-Trustee, Start date of relationship: 5/19/2027 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties I*88298 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EMP 180 WEIGHT LOSS INVESTMENT RELATED: N ADDRESS OF BUSINESS: BELLEVUE, WASHINGTON 0 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, INVESTOR START DATE OF RELATIONSHIP: 11/16/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTING IN A FRIENDS STARTUP BUSINESS. SHE IS RUNNING THE BUSINESS WE ARE JUST INVESTORS. NO CLIENTS ARE INVOLVED IN THE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-29 |
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