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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-07-09
NC RA APPROVED 2002-07-23
TX RA APPROVED_RES 1997-04-24
DC RA APPROVED 1994-04-24
MD RA APPROVED 1990-11-14
VA RA APPROVED 1987-09-11
  • GA RA
    APPROVED
    Since 2018-07-09
  • NC RA
    APPROVED
    Since 2002-07-23
  • TX RA
    APPROVED_RES
    Since 1997-04-24
  • DC RA
    APPROVED
    Since 1994-04-24
  • MD RA
    APPROVED
    Since 1990-11-14
  • VA RA
    APPROVED
    Since 1987-09-11

Branch Locations

8075 Leesburg Pike, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 06/1981 Present
#Ia Merrill Lynch, Pierce, Fenner & Smit Vienna VA 06/1981 Present
Bank Of America,N.A. Vienna VA 06/2011 Present
Other Businesses

I*1210286 For profit or not for profit: Name of outside business organization: Ana T. Acevedo Irrevocable Trust Investment related: N Address of business: Vienna, Virginia, 22181 Nature of business: Position, title, association: Trustee, Start date of relationship: 3/8/2023 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I*855268 For profit or not for profit: Name of outside business organization: Ana T. Acevedo Estate Investment related: N Address of business: N. Bethesda, Maryland, 20852-4673 Nature of business: Position, title, association: Co-Trustee, Start date of relationship: 5/19/2027 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties I*88298 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EMP 180 WEIGHT LOSS INVESTMENT RELATED: N ADDRESS OF BUSINESS: BELLEVUE, WASHINGTON 0 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, INVESTOR START DATE OF RELATIONSHIP: 11/16/2015 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTING IN A FRIENDS STARTUP BUSINESS. SHE IS RUNNING THE BUSINESS WE ARE JUST INVESTORS. NO CLIENTS ARE INVOLVED IN THE BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-06-11
S63 Uniform Securities Agent State Law Examination 1981-10-29
  • S65 Uniform Investment Adviser Law Examination
    1991-06-11
  • S63 Uniform Securities Agent State Law Examination
    1981-10-29
Other Names
  • Heather J T Evans
  • Heather Jan Tudor Brown
  • Heather Jan Tudor Evans
  • Heather Evans

View on SEC IAPD

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