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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-04
MI RA APPROVED 2010-04-15
  • TX RA
    APPROVED
    Since 2013-02-04
  • MI RA
    APPROVED
    Since 2010-04-15

Branch Locations

1815 Breton Rd Se, Grand Rapids, MI 49506 • United States

28411 Northwestern Hwy #1200, Southfield, MI 48034-5521 • United States

1013 U.S. 23 N, Alpena, MI 49707 • United States

Bloomfield Hills, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Southfield MI 12/2003 Present
America Group Southfield MI 09/2014 Present
  • 12/2003 → Present
    Southfield, MI
  • 09/2014 → Present
    America Group
    Southfield, MI
Other Businesses

(1) 10/22/2008 - DBA ONLY - AMERICA GROUP FINANCIAL SERVICES - SOUTHFIELD, MI (2) 5/7/2010 - DBA ONLY - AMERICA GROUP RETIREMENT STRATEGY CENTERS - SOUTHFIELD, MI (3) 04/09/2013 - NON-VARIABLE INSURANCE - TIME SPENT 10% - SOUTHFIELD, MI (4) 09/10/2014 - AMERICA GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CURRENTLY, I HAVE APPROVED AS A DBA -- AMERICA GROUP RETIREMENT STRATEGY CENTERS AND I WANT TO BE ABLE TO USE "JUST" AMERICA GROUP IN SOME OF OUR MARKETING PIECES.- 1 HOUR PER MONTH SPENT - SOUTHFIELD, MI 5. 10/18/2019 - Retirement Investment - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/18/2019 - 160 hrs/mo. 6. 10/18/2019 - Investment Solutions - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/18/2019 - 160 hrs/mo. 7. 3/16/2021 - Retirement Strategy Centers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/11/2021 - 120 Hours Per Month During Securities Trading. 8. 3/16/2021 - AAACU - DBA: AAACU investment services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/11/2021 - 10 Hours Per Month During Securities Trading. 9. 5/26/2021 - Last Chance Partners LLC - Investment Related - 18925 Van Rd Livonia, MI 48152 - Other-Business Owner - Start Date: 6/4/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Created to purchase crypto currency.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-23
S63 Uniform Securities Agent State Law Examination 1982-06-21
  • S65 Uniform Investment Adviser Law Examination
    1995-10-23
  • S63 Uniform Securities Agent State Law Examination
    1982-06-21
Designations

View on SEC IAPD

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