Nick James Valenti

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-05-14
NC	RA	APPROVED	2024-02-16
FL	RA	APPROVED	2023-08-03
OH	RA	APPROVED	2023-08-02
WI	RA	APPROVED	2023-08-02
IL	RA	APPROVED	2018-11-02
MI	RA	APPROVED	2018-11-02
TX	RA	APPROVED	2018-11-02

KS RA
APPROVED

Since 2024-05-14
NC RA
APPROVED

Since 2024-02-16
FL RA
APPROVED

Since 2023-08-03
OH RA
APPROVED

Since 2023-08-02
WI RA
APPROVED

Since 2023-08-02
IL RA
APPROVED

Since 2018-11-02
MI RA
APPROVED

Since 2018-11-02
TX RA
APPROVED

Since 2018-11-02

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

3522 Paesanos Parkway Suite 100, San Antonio, TX 78231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sii	Southfield	MI	05/2004	11/2018
Osaic Wealth, Inc.	Southfield	MI	11/2018	Present

05/2004 → 11/2018

Sii

Southfield, MI
11/2018 → Present

Osaic Wealth, Inc.

Southfield, MI

Previous Registrations

2005-01-24 → 2018-11-02

Signator Investors, Inc.

Southfield, MI

Jackson, MI

San Antonio, TX

Other Businesses

1) PLATINUM WEALTH SOLUTIONS OF TEXAS,LLC POSITION: President/CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2010 ADDRESS: 3522 Paesanos Parkway, Suite 100, San Antonio TX 78231, United States DESCRIPTION: Provide Leadership, mentoring and judgement. 2) MICHIGAN FINANCIAL COMPANIES,INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/01/1997 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Lead and Manage a financial advisory firm. 3) VALENTI & ASSOCIATES, INC. POSITION: President NATURE: LIFE INSURANCE AND BENEFIT CONSULTING, STRATEGIC ALLIANCE MARKETING TO CPA'S AND BANKS- PRESIDENT AGENT SELLING TRADITIONAL INSURANCE PRODUCTS INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/1997 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Review agreements and answer calls 4) MFC/PWS - FIXED INSURANCE POSITION: Agent NATURE: MFC - Corp. PWS - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2004 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 5) PLATINUM WEALTH SOLUTIONS, LLC POSITION: General partner NATURE: It is an LLC we set up back in 2012 when we acquired advisors in Chicago. The purpose was to have a seperate set of books showing the revenue and expenses of that entity. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2012 ADDRESS: 28411 Northwestern Hwy, Southfield MI 48034, United States DESCRIPTION: Calling advisors in Chicago and helping them with any issues they cannot resolve on their own

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-26
S63	Uniform Securities Agent State Law Examination	1983-03-17

S65 Uniform Investment Adviser Law Examination

2004-10-26
S63 Uniform Securities Agent State Law Examination

1983-03-17

Designations

View on SEC IAPD