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201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-11-20 |
| TX | RA | APPROVED_RES | 2023-11-17 |
Branch Locations
170 South Green Valley Parkway Suite 300, Henderson, NV 89012 • United States
201 Mission Street Suite 1825, San Francisco, CA 94105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wealth Advisors, Inc. | Henderson | NV | 10/2000 | 02/2024 |
| First Allied Securities,Inc. | San Diego | CA | 04/2014 | 05/2019 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 04/2014 | 05/2019 |
| Perigon Wealth Management, Llc Dba Wealth Advisors, Inc. | Henderson | NV | 11/2023 | Present |
[1] Wealth Advisors, Inc. Investment-related; 170 South Green Valley Parkway, Suite 300, Henderson, NV 89012; Wealth Advisors, Inc. is a DBA for investment advisory services with Perigon; 11/2023; 160 hours/month during, conducted during securities trading hours; financial planning and investment management services provided to clients. [2] Licensed insurance agent; Not-investment related; 170 South Green Valley Parkway, Suite 300, Henderson, NV 89012; Agent; 10/2001; Mr. Drolson spends up to five hours per month on this activity, all of which are during securities trading hours. Duties include insurance sales and reviews. [3] Wave, LLC; Not-investment related; Las Vegas, NV; Rental real estate; Owner; 01/2015; Mr. Drolson spends less than one hour per month on this activity, none of which is during securities trading hours. Mr. Drolson's duties include property management of the leased properties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1981-09-29 |
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