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Current Employers
Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-11-20
TX RA APPROVED_RES 2023-11-17
  • NV RA
    APPROVED
    Since 2023-11-20
  • TX RA
    APPROVED_RES
    Since 2023-11-17

Branch Locations

170 South Green Valley Parkway Suite 300, Henderson, NV 89012 • United States

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Advisors, Inc. Henderson NV 10/2000 02/2024
First Allied Securities,Inc. San Diego CA 04/2014 05/2019
First Allied Advisory Services, Inc. Chesterfield MO 04/2014 05/2019
Perigon Wealth Management, Llc Dba Wealth Advisors, Inc. Henderson NV 11/2023 Present
  • 10/2000 → 02/2024
    Wealth Advisors, Inc.
    Henderson, NV
  • 04/2014 → 05/2019
    First Allied Securities,Inc.
    San Diego, CA
  • 04/2014 → 05/2019
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2023 → Present
    Perigon Wealth Management, Llc Dba Wealth Advisors, Inc.
    Henderson, NV
Previous Registrations
  • 2004-06-08 → 2024-02-16
    Wealth Advisors, Inc.
    Henderson, NV
    San Diego, CA
    Henderson, NV
    Santa Fe, CA
    San Diego, CA
    San Diego, CA
  • 2014-04-17 → 2019-05-24
    First Allied Advisory Services, Inc.
    Rancho Santa Fe, CA
  • 2009-02-09 → 2014-04-23
    Rancho Santa Fe, CA
    San Diego, CA
    San Diego, CA
  • 2003-07-02 → 2004-09-01
    National Planning Corporation
    San Diego, CA
  • 1997-12-15 → 2003-07-01
    San Diego, CA
Other Businesses

[1] Wealth Advisors, Inc. Investment-related; 170 South Green Valley Parkway, Suite 300, Henderson, NV 89012; Wealth Advisors, Inc. is a DBA for investment advisory services with Perigon; 11/2023; 160 hours/month during, conducted during securities trading hours; financial planning and investment management services provided to clients. [2] Licensed insurance agent; Not-investment related; 170 South Green Valley Parkway, Suite 300, Henderson, NV 89012; Agent; 10/2001; Mr. Drolson spends up to five hours per month on this activity, all of which are during securities trading hours. Duties include insurance sales and reviews. [3] Wave, LLC; Not-investment related; Las Vegas, NV; Rental real estate; Owner; 01/2015; Mr. Drolson spends less than one hour per month on this activity, none of which is during securities trading hours. Mr. Drolson's duties include property management of the leased properties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-14
S63 Uniform Securities Agent State Law Examination 1981-09-29
  • S65 Uniform Investment Adviser Law Examination
    1994-02-14
  • S63 Uniform Securities Agent State Law Examination
    1981-09-29
Designations

View on SEC IAPD

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