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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-13
MI RA APPROVED 2013-10-30
  • TX RA
    APPROVED_RES
    Since 2026-08-13
  • MI RA
    APPROVED
    Since 2013-10-30

Branch Locations

4362 Cascade Rd. Se, Ste. 111, Grand Rapids, MI 49546-3670 • United States

Comstock Park, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 10/2013 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 5181 cascade se, , grand rapids, MI, 49504; Not Investment-Related; 06/01/2009. Business Ownership; Mosson Consulting Group; Owner; Manage Ameriprise Business; 4362 Cascade Rd. SE, Ste 111, grand rapids, MI, 49546; Investment-Related; 04/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Studio Pilates International; Co-owner; Retail; 2362 Parsonage rd apt 108, , Charleston, SC, 29414; Not Investment-Related; 07/31/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Kent County Building Authority; chairmen; 300 Monroe ave nw, , grand rapids, MI, 49503; Not Investment-Related; 06/01/1985; 1 to 9 hours per month; 1 to 9 during trading hours / Kent County insurance Board; board member; 300 Monroe ave N.W., , grand rapids, MI, 49503; Not Investment-Related; 02/26/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-27
S63 Uniform Securities Agent State Law Examination 1986-08-27
  • S65 Uniform Investment Adviser Law Examination
    1995-10-27
  • S63 Uniform Securities Agent State Law Examination
    1986-08-27
Designations
Other Names
  • R Dennis Mosson

View on SEC IAPD

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