Howard Elliot Brodis

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-20
CA	RA	APPROVED	2024-10-11
GA	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
SC	RA	APPROVED	2024-10-11

FL RA
APPROVED

Since 2025-02-20
CA RA
APPROVED

Since 2024-10-11
GA RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
SC RA
APPROVED

Since 2024-10-11

Branch Locations

Mattituck, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services	Holbrook	NY	09/2005	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

09/2005 → 10/2024

American Portfolios Financial Services

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2009-05-08 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

ZENITH MARKETING - 303 WEST MAIN ST, STE 200, FREEHOLDN NJ 07728. NOT SECURITIES RELATED, INSURANCE SALES, BROKER. COMMISSIONS = $12K. 12 HRS PER MONTH, 12 HRS DURING MARKET HRS. VICTORIAN ASSOCIATES - 321 MIDDLE COUNTRY RD, SMITHTOWN, NY 11787. LIFE INSURANCE & ANNUITY SALES, NOT SECURITIES RELATED. INSURANCE SALES, BROKER. COMMISSIONS = $5K, 6 HRS PER MONTH, 6 HRS DURING MARKET HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-01
S63	Uniform Securities Agent State Law Examination	1984-02-15

S65 Uniform Investment Adviser Law Examination

2008-12-01
S63 Uniform Securities Agent State Law Examination

1984-02-15

Other Names

Howie Brodis

View on SEC IAPD