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Current Employers
Carnegie Wealth Management Llc

La Canada, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-16
CA RA APPROVED_RES 2024-04-11
  • TX RA
    APPROVED_RES
    Since 2025-07-16
  • CA RA
    APPROVED_RES
    Since 2024-04-11

Branch Locations

La Canada, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 10/2015 01/2024
Carnegie Wealth Management Llc Pasadena CA 01/2024 Present
Previous Registrations
Other Businesses

1) Individual Public Storage; Non Investment-Related; Member; Units/Co-General Partner 2) K-Padd4, LLC; Non Investment-Related; Rental Property; Owner 3) Parker Storage; Non Investment-Related; Rental Property; Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-11-03
  • S63 Uniform Securities Agent State Law Examination
    1988-11-03

View on SEC IAPD

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