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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-29 |
| CT | RA | APPROVED | 2021-05-20 |
| TX | RA | APPROVED_RES | 2015-09-25 |
| FL | RA | APPROVED | 2013-09-10 |
Branch Locations
Millsriver, NC • United States
333 South Tamiami Trail Suite 199, Venice, FL 34285 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Venice | FL | 08/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*399378- Investment related Yes; Sarasota, Florida; Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 1; Check Signing/Funds Disbursements , Investment Decisions/Advice, Estate Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-28 |
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