Rudi Von Siela

Current Employers

Employment History

• 02/1992 → 02/2025
  Concourse Financial Group Securities Inc
  Fort Wayne, IN
• 03/1995 → Present
  (Dba) Financial Focus
  Fort Wayne, IN
• 11/1998 → 02/2025
  Concourse Financial Group Securities Inc
  Fort Wayne, IN
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Fort Wayne, IN
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1998-11-18 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Fort Wayne, IN
  Fort Wayne, IN
  Birmingham, AL

Other Businesses

1) (dba) FINANCIAL FOCUS; Investment Related; 10305 Dawson's Creek Blvd, Suite E, Fort Wayne, IN 46825; Financial Planner; Start Date 03/1995; 160 hours per month with the majority of those hours per month occurring during trading hours; Monitor and recommend investment portfolios, provide financial and wealth management advice, and offer annuity sales and service. 2) PLR DEVELOPMENT LLC; Non-Investment Related; 10305 Dawson's Creek Blvd, Suite E, Fort Wayne, IN 46825; Manager/Owner; Start Date 08/2002; 1 hour per month; Collect rent. 3) EXECUTOR; Non-Investment Related; Huntertown, IN; Other; Executor; Start Date 08/2023; No hours per month; Executor and personal representative of my mother's estate at her death. 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/1980 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS: LIFE INSURANCE, FIXED ANNUITIES

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-11-13

Designations