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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-20 |
| MT | RA | APPROVED | 2022-07-13 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | Bozeman | MT | 02/1999 | Present |
| Park Avenue Securities Llc | Bozeman | MT | 05/1999 | Present |
1. Insurance other than Guardian-Sell life insurance disability insurance and fixed annuities thru various companies, Start: 10/01/1979, Address: 3216 Augusta Drive, Bozeman, Montana 59715, 12 bus hrs per month, Investment related, >10% annual compensation, 2. Published Author: The Team Approach-published a book which is sold through Amazon.com and other online retailers,. Start: 01/03/2019, Address: 3216 Augusta Drive, Bozeman, Montana 59715, 0 hours per month, Not investment related, 3) Hi-Line Leasing Company, Inc.- exists only for the name, it does no business, Start: 11/01/1978, Address: 3216 Augusta Drive, Bozeman, Montana 59715, 0 total hours per month, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-08-05 |
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