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8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-02-13 |
Branch Locations
5 Mount Royal Ave Ste 250, Marlborough, MA 01752 • United States
8300 N Hayden Rd Suite A207, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William F. Sullivan Financial Services Inc | Marlborough | MA | 01/1990 | Present |
| Capitol Securities Management | Worcester | MA | 01/2004 | 11/2021 |
| Lpl Financial Llc | Marlborough | MA | 11/2021 | Present |
| Verus Capital Partners, Llc | Scottsdale | AZ | 11/2021 | Present |
1) 11/2021- William F Sullivan Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- Marlborough, MA 2) 11/2021- Sullivan Insurance Group, Inc.- Non-Variable Insurance- Agent selling Life, disability, health, group medical, dental, life, disability, vision - inv. related- Marlborough, MA- start date 1958 - 0hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-06 |
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