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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2003-01-23
  • WV RA
    APPROVED
    Since 2003-01-23

Branch Locations

Naples, FL • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

205 Orchard Ave, Bridgeport, WV 26330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Planning Corporation Ann Arbor MI 01/2003 Present
Parkland Securities Ann Arbor MI 08/2014 Present
  • 01/2003 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
  • 08/2014 → Present
    Parkland Securities
    Ann Arbor, MI
Other Businesses

1. SALE OF VARIOUS LINES OF INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. 2. BOARD MEMBER OF CONDO ASSOCIATION. 3. Notary public. Start date: 5/9/18, less than 1 hr/mo. No comp received.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-17
  • S63 Uniform Securities Agent State Law Examination
    1985-12-17

View on SEC IAPD

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