Stephen Walter Mack

Current Employers

Mack Investment Securities, Inc.

211 Waukegan Road Ste 300, Northfield, IL 60093 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-04-29
IN	RA	APPROVED	2023-07-29
FL	RA	APPROVED	2023-05-23
TX	RA	APPROVED	2023-04-20
WI	RA	APPROVED	2023-03-08
MI	RA	APPROVED	2022-12-21
IL	RA	APPROVED	1998-07-20

CO RA
APPROVED

Since 2026-04-29
IN RA
APPROVED

Since 2023-07-29
FL RA
APPROVED

Since 2023-05-23
TX RA
APPROVED

Since 2023-04-20
WI RA
APPROVED

Since 2023-03-08
MI RA
APPROVED

Since 2022-12-21
IL RA
APPROVED

Since 1998-07-20

Branch Locations

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • UNITED STATES

211 Waukegan Rd., Suite 300, Northfield, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
#Ia Mack Investment Securities, Inc.	Northfield	IL	04/1986	Present
Mack Investment Securities, Inc.	Northfield	IL	04/1986	Present

04/1986 → Present

#Ia Mack Investment Securities, Inc.

Northfield, IL
04/1986 → Present

Mack Investment Securities, Inc.

Northfield, IL

Previous Registrations

1998-01-12 → 2008-12-31

Heritage Capital Management Inc

Glenview, IL

Other Businesses

Started 5/1/1985- Coldwell Bank Referral Agent- Position allows referral of Real Estate sales. Amount of time is less than 1 hr per month. Started 2023-2026-Regional FINRA Committee- Elected Position- 10-20 hours per year.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-08-27

S63 Uniform Securities Agent State Law Examination

1981-08-27

Designations

Other Names

Stephen W Mack

View on SEC IAPD