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Henderson, NV • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-04-03 |
| OR | RA | APPROVED | 2022-02-17 |
| AZ | RA | APPROVED | 2021-12-06 |
| WA | RA | APPROVED | 2021-10-29 |
| LA | RA | APPROVED | 2018-04-05 |
| TX | RA | APPROVED | 2018-04-05 |
| CA | RA | APPROVED | 2017-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concert Wealth Management, Inc. | San Jose | CA | 06/2012 | 06/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2012 | 09/2018 |
| Urban Wealth Management Group, Llc | El Segundo | CA | 05/2017 | Present |
| Trutoro/Veritas | Conway | AR | 11/2018 | 12/2022 |
| Uwm Insurance Services, Llc | El Segundo | CA | 10/2017 | Present |
| Urban Wealth Management Group, Llc | El Segundo | CA | 06/2012 | Present |
1) UWM Insurance Services, LLC. Non-Investment Related. 841 Apollo Street, Suite 320, El Segundo, CA 90245. Insurance Services. Managing Director. 10/2017. 20 Hrs/Mo; 0 During Trading Hours. Offer, Evaluate and Place Fixed Insurance only Products with Clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-27 |
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