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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Hauppauge NY 11/2005 03/2017
Mml Investors Services, Llc Hauppauge NY 03/2017 Present
Massmutual Life Insurance Co Hauppauge NY 07/2016 Present
  • 11/2005 → 03/2017
    Metlife Securities Inc
    Hauppauge, NY
  • 03/2017 → Present
    Hauppauge, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hauppauge, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-10
  • S63 Uniform Securities Agent State Law Examination
    1987-08-10

View on SEC IAPD

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