Patricia Ann Dwyer

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-21

TX RA
APPROVED_RES

Since 2023-06-21

Branch Locations

10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
L'OCcitane	Chicago	IL	04/2003	Present
Wells Fargo Advisors	Chicago	IL	04/2013	11/2016
Wells Fargo Clearing Services, Llc	Chicago	IL	11/2016	06/2023
Wells Fargo Advisors Financial Network, Llc	Chicago	IL	06/2023	Present

04/2003 → Present

L'OCcitane

Chicago, IL
04/2013 → 11/2016

Wells Fargo Advisors

Chicago, IL
11/2016 → 06/2023

Wells Fargo Clearing Services, Llc

Chicago, IL
06/2023 → Present

Wells Fargo Advisors Financial Network, Llc

Chicago, IL

Previous Registrations

2016-01-11 → 2023-06-21

Wells Fargo Clearing Services, Llc

Chicago, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-12-12

S63 Uniform Securities Agent State Law Examination

1991-12-12

Other Names

Patricia Sims
Patricia Bosold Sims
Patricia B Sims
Patricia Bosold Sims

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews