John Bryson Palmer

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Current Employers

Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-02-07

WA RA
APPROVED

Since 2025-02-07

Branch Locations

Seattle, WA • United States

690 Lee Road, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nuveen Investments	Chicago	IL	05/2012	01/2020
Unemployed	Seattle	WA	01/2020	12/2020
Securities America, Inc.	Seattle	WA	01/2021	09/2021
Securities America Advisors	Seattle	WA	01/2021	09/2021
Dws Distributors, Inc.	Chicago	IL	10/2021	12/2022
Manning & Napier	Fairport	NY	02/2023	01/2025
Hartford Funds Distributors, Llc	Wayne	PA	02/2025	Present

05/2012 → 01/2020

Nuveen Investments

Chicago, IL
01/2020 → 12/2020

Unemployed

Seattle, WA
01/2021 → 09/2021

Securities America, Inc.

Seattle, WA
01/2021 → 09/2021

Securities America Advisors

Seattle, WA
10/2021 → 12/2022

Dws Distributors, Inc.

Chicago, IL
02/2023 → 01/2025

Manning & Napier

Fairport, NY
02/2025 → Present

Hartford Funds Distributors, Llc

Wayne, PA

Previous Registrations

2023-05-08 → 2025-02-06

Manning & Napier Advisors, Llc

Fairport, NY

Seattle, WA
2021-01-06 → 2021-09-30

Securities America Advisors, Inc.

Seattle, WA
2012-05-22 → 2020-01-15

Nuveen Asset Management, Llc

Chicago, IL
2009-06-01 → 2011-03-23

Morgan Stanley

Chicago, IL
2006-09-18 → 2009-06-01

Citigroup Global Markets Inc.

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-13

S66 Uniform Combined State Law Examination

2006-09-13

Other Names

John Bryson Palmer
John Palmer

View on SEC IAPD

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