Timothy Mack Rose

Current Employers

T. Rose & Associates, Inc.

Sarasota, FL • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-02-21

MN RA
APPROVED

Since 2017-02-21

Branch Locations

Mendota, MN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond Yes
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Second Derivative Capital Llc	Mendota	MN	07/2021	Present
T Rose And Associates Inc	Mendota	MN	11/1991	Present

07/2021 → Present

Second Derivative Capital Llc

Mendota, MN
11/1991 → Present

T Rose And Associates Inc

Mendota, MN

Other Businesses

SECOND DERIVATIVE CAPITAL LLC- HEDGE FUND INVESTING PRIMARILY IN INVESTMENT SECURITIES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-02-21
S63	Uniform Securities Agent State Law Examination	1984-10-23

S65 Uniform Investment Adviser Law Examination

2017-02-21
S63 Uniform Securities Agent State Law Examination

1984-10-23