Dee S Walker

Current Employers

Employment History

• 08/2015 → 11/2016
  Wells Fargo Advisors Llc
  Garden City, NY
• 11/2016 → 09/2019
  Wells Fargo Clearing Services, Llc
  Garden City, NY
• 09/2019 → 01/2022
  Royal Alliance
  Garden City, NJ
• 01/2022 → 09/2023
  Sagepoint Financial, Inc.
  Syracuse, NY
• 09/2023 → Present
  Osaic Wealth, Inc.
  Garden City, NY

Previous Registrations

• 2022-01-10 → 2023-09-01
  Osaic Services, Inc.
  Garden City, NY
  Syracuse, NY
• 2019-10-16 → 2022-01-07
  Osaic Wealth, Inc.
  Garden City, NY
• 2015-08-13 → 2019-10-14
  Wells Fargo Clearing Services, Llc
  Garden City, NY
  New York, NY
• 2015-06-22 → 2015-08-14
  Osaic Wealth, Inc.
  Garden City, NY
  Brooklyn, NY
  Garden City, NY

Other Businesses

1. MAKE WORK OPTIONAL LLC POSITION: Managing Member NATURE: Doing business as ("DBA") Make Work Optional LLC? INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/30/2019 ADDRESS: 380 North Broadway, Suite 206, Jericho NY 11753, United States DESCRIPTION: Doing business as ("DBA") Make Work Optional LLC? 2. SHALOM SIEMPRE LLC POSITION: member NATURE: Shalom Siempre LLC is s single sole member LLC which owns a condo and my current residence. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 111 Cherry Valley Ave - 910w, Garden City NY 11530, United States DESCRIPTION: Shalom Siempre LLC owns my current residence which recently experienced flooding. The property restoration included flooring, carpentry and painting. The property has been restored to mint condition and put on MLS for sale this weekend with Daniel Gale realtor. 3.CONNECTIONS GROUP LLC POSITION: Manager NATURE: Networking local +55 singles (non-married) social group for dinner matchmaking and other social events. (Similar to Quality Connection LLC, my former OBA approx. 20 years ago while with Royal Alliance.) INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 8 START DATE: 03/01/2023 ADDRESS: 600 Franklin Ave, Unit 336, Garden City NY 11530, United States DESCRIPTION: Established a sole member LLC (myself as sole member) to help organize singles social events for +55 unmarried (mostly divorced, widow) senior adults. In addition to matchmaking dinner events, overseas trip planned as well as potential networking to help group participants discover part-time employment opportunities locally, learn new skills, hobbies, grow and enlighten during retirement stage. 4. DEE WALKER POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2024 ADDRESS: 200 Garden City Plaza, Suite 415, Garden City NY 11530, United States DESCRIPTION: Sell fixed life insurance when needed by client 5. WYNDHAM SOCIAL COMMITTEE POSITION: Resident Member NATURE: Help organize Wyndham condominiums social events. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2024 ADDRESS: 111 Cherry Valley Ave, Garden City NY 11530, United States DESCRIPTION: Help organize events through networking and contacting caterers, music, dance, etc.

Exams

• S66 Uniform Combined State Law Examination
  2015-06-19
• S65 Uniform Investment Adviser Law Examination
  1993-12-06
• S63 Uniform Securities Agent State Law Examination
  1983-05-19

Other Names

• Dee Walker Antman
• Dee Susan Antman
• Dee Susan Walker
• Dee Antman Walkerwoolf
• Dee Antman Walker Woolf
• Dee Walker Woolf
• Dee Walker