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David Evan Fong

Ubs Financial Services Inc.

Rancho Cucamonga, CA

Riverside, CA

Riverside, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-09-23
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2002-09-23
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

Rancho Cucamonga, CA • United States

3390 University Avenue, Riverside, CA 92501 • United States

3403 10Th Street Suite 500, Riverside, CA 92501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Riverside CA 06/1981 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-22
S63 Uniform Securities Agent State Law Examination 1983-10-03
  • S65 Uniform Investment Adviser Law Examination
    1996-11-22
  • S63 Uniform Securities Agent State Law Examination
    1983-10-03
Other Names
  • David Evan Fong
  • David Evan Evan Fong

View on SEC IAPD

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