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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
TX RA APPROVED_RES 2012-03-29
  • MN RA
    APPROVED
    Since 2013-12-09
  • TX RA
    APPROVED_RES
    Since 2012-03-29

Branch Locations

8200 Tower 5600 W. 83Rd Street, Suite 560, Bloomington, MN 55437 • United States

Bloomington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Eden Prairie MN 01/1992 Present
Newman Financial Long Term Care Bloomington MN 05/2010 02/2023
Raymond James Financial Services Advisors, Inc Bloomington MN 03/2012 Present
Park Avenue United Methodist Church Minneapolis MN 01/2015 06/2021
Mcnellis, Brown & Asato, Inc Bloomington MN 07/2012 10/2023
  • 01/1992 → Present
    Raymond James Financial Services, Inc.
    Eden Prairie, MN
  • 05/2010 → 02/2023
    Newman Financial Long Term Care
    Bloomington, MN
  • 03/2012 → Present
    Bloomington, MN
  • 01/2015 → 06/2021
    Park Avenue United Methodist Church
    Minneapolis, MN
  • 07/2012 → 10/2023
    Mcnellis, Brown & Asato, Inc
    Bloomington, MN
Other Businesses

(1)Name of Business: Diversified Brokerage Services Address: 3600 W American Boulevard Suite 775, Bloomington, MN, 55431, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent Investment Related: Yes Start Date: 08/19/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: life insurance brokerage through multiple companies available in their prevue of services including multiple carrier underwriting review and advanced case design including Lincoln National, Prudential , Principal (2)Name of Business: K. L. Brown & Asociates, Ltd. Address: 3600 W American Boulevard STE 775, Bloomington, MN, 55431, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/03/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: s corp for business\nThis is a MN Corp registered with the Minnesota Secretary of State

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-09-23
  • S63 Uniform Securities Agent State Law Examination
    1981-09-23
Other Names
  • Ken Brown

View on SEC IAPD

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