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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-24 |
Branch Locations
3699 Wilshire Blvd Ste 635, Los Angeles, CA 90010-2743 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Los Angeles | CA | 01/2009 | 01/2020 |
| Lpl Financial, Llc | Los Angeles | CA | 01/2020 | Present |
1. 12/01/1985 - ISE GROUP/ PROPERTY AND CASUALTY/ INVESTMENT RELATED/ 95%/ LOS ANGELES, CA 2. 12/01/1985 - ISE GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 95%/ LOS ANGELES, CA. 3. 3/3/2020 - Kathryn Carter dba ISE Group - Investment Related - At Reported Business Location(s) - Agent - Property and Casualty - Started 09/03/2012 - 200 Hours Per Month - Selling personal and commercial insurance. 4. 8/27/2020 - ISE Group - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 09/03/1981 - 140 Hours Per Month/120 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-04-15 |
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