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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-04-27
RI RA APPROVED 2022-08-08
NC RA APPROVED 2022-06-06
IL RA APPROVED 2022-05-23
TX RA APPROVED 2020-12-21
SC RA APPROVED 2020-12-18
  • LA RA
    APPROVED
    Since 2023-04-27
  • RI RA
    APPROVED
    Since 2022-08-08
  • NC RA
    APPROVED
    Since 2022-06-06
  • IL RA
    APPROVED
    Since 2022-05-23
  • TX RA
    APPROVED
    Since 2020-12-21
  • SC RA
    APPROVED
    Since 2020-12-18

Branch Locations

2960 Rivertowne Pkwy, Mt. Pleasant, SC 29466 • United States

960 Houston Northcutt Blvd, Mount Pleasant, SC 29464 • United States

1825 N Highway 17, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 11/2007 11/2020
Jpmorgan Chase Bank Na Mount Pleasant SC 11/2020 Present
Jpmorgan Securities Chicago IL 06/2015 11/2020
Jpmorgan Securities Mount Pleasant SC 11/2020 Present
  • 11/2007 → 11/2020
    Jpmorgan Securities Llc
    Chicago, IL
  • 11/2020 → Present
    Jpmorgan Chase Bank Na
    Mount Pleasant, SC
  • 06/2015 → 11/2020
    Jpmorgan Securities
    Chicago, IL
  • 11/2020 → Present
    Jpmorgan Securities
    Mount Pleasant, SC
Previous Registrations
  • 2007-12-14 → 2008-10-01
    J.P. Morgan Securities Inc.
    Naperville, IL
    Wheaton, IL
  • 2007-08-15 → 2007-11-26
    Chase Investment Services Corp.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-18
S66 Uniform Combined State Law Examination 2007-08-07
  • S65 Uniform Investment Adviser Law Examination
    2020-12-18
  • S66 Uniform Combined State Law Examination
    2007-08-07

View on SEC IAPD

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