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Kelly Anne Oberg

Ubs Financial Services Inc.

Palm Beach Gardens, FL

Palm Beach Gdns, FL

Palm Bch Gardens, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1998-10-23
  • FL RA
    APPROVED
    Since 1998-10-23

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

3801 Pga Boulevard 10Th Floor, Palm Beach Gdns, FL 33410 • United States

Palm Bch Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated Palm Beach FL 01/1998 Present
  • 01/1998 → Present
    Painewebber Incorporated
    Palm Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-04-25
  • S63 Uniform Securities Agent State Law Examination
    2003-04-25
Other Names
  • Kelly Aven Oberg

View on SEC IAPD

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