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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-01 |
| UT | RA | APPROVED | 2018-05-30 |
| CA | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
Philadelphia, PA • United States
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
REAL ESTATE DEVELOPMENT 4 UNIT 5648 BLOYD STREET, INVT RELATED, PHILADELPHIA, PA, 49% OWNERSHIP, START DATE 11/24/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. 5549 BLOYD STREET 3 UNIT DEVELOPMENT, INVT RELATED, PHILADELPHIA, PA, 49% OWNERSHIP, START DATE 2/15/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. REAL ESTATE DEVELOPMENT 4 UNIT 5540 BLOYD STREET; INV. RELATED; PHILADELPHIA, PA; 49% OWNERSHIP; START DATE 03/20/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. TRUSTEE FOR PARENTS TRUST; INV. RELATED; ENCINO, CA; START DATE 8/2022; 0 HRS PER MONTH. CO-TRUSTEE OF MOTHER'S TRUST INV. RELATED; ENCINO, CA; START DATE 8/10/2022; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-30 |
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