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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED_RES | 2024-02-07 |
Branch Locations
236 N Santa Cruz Ave Ste 203, Los Gatos, CA 95030 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Jose | CA | 05/2013 | 06/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2018 |
| Perigon Wealth Management, Llc | Los Gatos | CA | 06/2018 | 01/2024 |
| Lpl Financial | Los Gatos | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-22 |
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