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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-01 |
| CT | RA | APPROVED | 2020-11-06 |
| TX | RA | APPROVED_RES | 2020-05-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Waltham | MA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
CHAIRMAN BOARD OF MANAGERS YMCA NEEDHAM, MA *396388 - Hale Education; Investment Related - No; Westwood, Massachusetts; Environmental, Children/Youth; Board Member, Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2020; During Business Hours: 1; After Business Hours: 4; Fundraising, Business Development/Growth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-08-28 |
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