Frank Charles Mindicino

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-06-30
PA	RA	APPROVED	2003-08-05
OH	RA	APPROVED	1999-09-18

TX RA
APPROVED

Since 2009-06-30
PA RA
APPROVED

Since 2003-08-05
OH RA
APPROVED

Since 1999-09-18

Branch Locations

54 Buhl Rd, Sharon, PA 16146-3706 • United States

208 W 3Rd Ave, Warren, PA 16365-2332 • United States

Sharon, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Sharon	PA	09/2005	03/2020
Ameriprise Financial Service, Llc	Sharon	PA	10/1981	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Sharon, PA
10/1981 → Present

Ameriprise Financial Service, Llc

Sharon, PA

Other Businesses

Business Ownership; P.G.P. Advisors, LLC; Providing consulting services to financial advisors; Legal entity to manage franchise consulting practice, as directed by R.I.C. 12.3.5; 1315 Yahres RoadSharon, PA 16146, ,; Not Investment-Related; 10/01/2011; 20 to 39 hours per month; 20 to 39 during trading hours / MKFB LLC; Provide operating services.; Ameriprise approved operating company for non-security purposes.; 3995 East Market Street Suite 200, , York, PA, 17404; Not Investment-Related; 03/01/2023; 1 to 9 hours per month; 0 during trading hours / ACAG3 LLC; Manage Ameriprise practice.; Manage Ameriprise Business; 16285 Conneaut Lake Rd, St 2, Meadville, PA, 16335; Investment-Related; 01/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; UPMC Hospital Board; board member; 2200 Memorial Drive, , Farrell, PA, 16121; Not Investment-Related; 04/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / eCenter@LindenPointe; board member; 3580 Innovation Way, , Hermitage, PA, 16148; Not Investment-Related; 04/06/2016; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; P.G.P. Advisors, LLC; Practice Consulting; 1315 Yahres RoadSharon PA 16146, ,; ; 12/06/2010; 20 to 39 hours per month; 20 to 39 during trading hours / PPNO Real Estate Service LLC; Investor; 3995 East Market Street, , York, PA, 17402; Not Investment-Related; 04/08/2021; 0 hours per month; 0 during trading hours / NGCSA, LLC; An organization providing leadership education to owners and leaders of financial service Ensembles. The Academy will be owned by PGP, LLC as a service to the consulting firm.; 1315 Yahres Road, , Sharon, PA, 16146; Not Investment-Related; 09/15/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-08-28

S63 Uniform Securities Agent State Law Examination

1981-08-28

Designations

View on SEC IAPD