Heath Justin Harris

Current Employers

Compound Advisory

Pasadena, MD • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-03-28

MD RA
APPROVED

Since 2025-03-28

Branch Locations

Pasadena, MD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Bethesda	MD	07/2015	07/2017
Citigroup	Washington	DC	08/2017	09/2018
Oliver Wealth	Towson	MD	09/2021	Present
Compound Advisory Llc	Pasadena	MD	11/2024	Present
Hayden Royal	Towson	MD	09/2018	02/2021
N/A	Towson	MD	03/2021	08/2021

07/2015 → 07/2017

Wells Fargo Advisors

Bethesda, MD
08/2017 → 09/2018

Citigroup

Washington, DC
09/2021 → Present

Oliver Wealth

Towson, MD
11/2024 → Present

Compound Advisory Llc

Pasadena, MD
09/2018 → 02/2021

Hayden Royal

Towson, MD
03/2021 → 08/2021

N/A

Towson, MD

Previous Registrations

2021-09-13 → 2025-04-04

Oliver Wealth Management

Towson, MD
2018-09-07 → 2021-02-26

Hayden Royal

Towson, MD

Charlotte, NC
2017-08-01 → 2018-09-25

Citigroup Global Markets Inc.

Washington, DC

Gloucester, VA

Washington, DC

Washington, DC

Washington, DC

Washington, DC

Chicago, IL
2015-07-31 → 2017-07-24

Wells Fargo Clearing Services, Llc

Bethesda, MD
2011-03-31 → 2015-08-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
2010-05-14 → 2011-04-04

Northwestern Mutual Investment Services, Llc

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-01-27
S66	Uniform Combined State Law Examination	2010-05-13

S65 Uniform Investment Adviser Law Examination

2025-01-27
S66 Uniform Combined State Law Examination

2010-05-13

Other Names

Heath J Harris

View on SEC IAPD