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Show Low, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED_RES | 2015-06-23 |
| AZ | RA | APPROVED | 2013-02-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cook Financial Services, Inc | Chandler | AZ | 11/1996 | Present |
| Highland Adivsory Group | Chandler | AZ | 11/2008 | Present |
| Mccauley Investment Advisory, Llc | Show Low | AZ | 10/2012 | Present |
1.COOK FINANCIAL SERVICES-EMPLOYER BENEFITS COMPESATED WITH COMMISSION AND FEE'S. 10% OF TIME AND SALARY FROM THIS BUSINESS. 2. HIGHLAND ADVISORY GROUP, LLC- INSURANCE AGENT AND MANAGING PARTNER-OUTSOURCED HR AND PAYROLL SERVICES.. MANAGING GENERAL AGENT SINCE 11/08. 5% OF TIME AND INCOME FROM THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-12 |
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