Edward Ignatious Obrien

Current Employers

Sophis Investments Llc

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-10-31

CT RA
APPROVED

Since 2017-10-31

Branch Locations

230 Park Avenue Fl 3, New York, NY 10169-0018 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&R Capital Management, Inc.	New York	NY	10/2013	09/2017
Sophis Investments Llc	New York	NY	09/2017	Present
Alexander Capital, L.P.	New York	NY	03/2015	04/2021

10/2013 → 09/2017

M&R Capital Management, Inc.

New York, NY
09/2017 → Present

Sophis Investments Llc

New York, NY
03/2015 → 04/2021

Alexander Capital, L.P.

New York, NY

Other Businesses

EDWARD OBRIEN LLC-OFFICER (HOLDING COMPANY) 215 E79TH STREET APT10A NEW YORK, NY 10075, 20% OF TIME INVOLVED,(0) ZERO HRS COMMITTED DURING TRADING HRS, NO COMPENSATION INVOLVED, NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-16

S63 Uniform Securities Agent State Law Examination

1994-08-16