Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-09-29
  • SC RA
    APPROVED
    Since 2010-09-29

Branch Locations

237-C Willbrook Blvd, Pawleys Island, SC 29585-7789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pawleys Island SC 09/2010 Present
Previous Registrations
  • 2006-09-28 → 2010-09-29
    Bennettsville, SC
    St Louis, MO
Other Businesses

1. 01/06/2016 * ELLIS O'TUEL * Real Estate Rental * NOT INV REL * 237-C WILLBROOK BLVD PAWLEYS ISLAND, SC 29585 * START 01/01/2016 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 11/17/2021 - Sage Insurance Partners LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/15/2021 - 5 Hours Per Month/1 Hour During Securities Trading. 3. 01/29/2025- Hammock Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/08/2015- 150 Hours Per Month- 130 Hours During Trading 4) 09/29/2025 - Financial Strategies Group LLP - Investment Related - Non-Variable Insurance - At Reported Business Location(s)- Start date:09/22/2025 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-06
  • S66 Uniform Combined State Law Examination
    2006-09-06
Other Names
  • Ellis M O'TUel

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pawleys Island, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor