Ernest V Moncrieff

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2003-04-07
GA	RA	APPROVED	2003-01-17

TX RA
APPROVED_RES

Since 2003-04-07
GA RA
APPROVED

Since 2003-01-17

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Atlanta	GA	01/1995	Present

01/1995 → Present

Ubs Financial Services Inc.

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-02-01
S63	Uniform Securities Agent State Law Examination	1981-08-25

S65 Uniform Investment Adviser Law Examination

1993-02-01
S63 Uniform Securities Agent State Law Examination

1981-08-25

Other Names

(Iii) Ernest Vandyke Moncrieff
Ernie Moncrieff
Ernest Vandyke Moncrieff