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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-07 |
| FL | RA | APPROVED | 2004-08-25 |
| CA | RA | APPROVED | 2004-08-24 |
| IL | RA | APPROVED | 1999-10-28 |
Branch Locations
2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States
Lakewood Ranch, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird & Co Inc | Lake Forest | IL | 10/1999 | Present |
Name/Address: The Pines Foundation 1501 N. Orange Ave Sarasota FL 34236 Start Date: 1/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investment Committee Member; Reviewing financials Investment Related Name/Address: All Faiths Food Bank 8171 Blaikie Ct Sarasota FL 34240 Start Date: 3/11/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Investment Finance Committee Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-12 |
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