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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-11 |
| NJ | RA | APPROVED | 2017-07-31 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Florham Park | NJ | 08/2010 | 07/2017 |
| Wells Fargo Clearing Services Llc | Short Hills | NJ | 07/2017 | Present |
FINRA, INV RELATED, NEW YORK, NY, ARBITRATOR, START 1/31/2020, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, DISPUTE RESOLUTION. ESSEX COUNTY BOARD OF ELECTIONS; NOT INV. RELATED; ROSELAND, NJ; POLL WORKER; START DATE 3/2024; 12 HRS / 12 HRS DURING TRADING ON ELECTION DAY; DUTIES: HELPING VOTERS WITH THE PROCESS IN VOTING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-06 |
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